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Employer and Agent referral form
Employer and Agent referral form

Referral form for use by employers and agents for referring allegations of unacceptable professional conduct (UPC), serious professional incompetence (SPI), conviction of a relevant offence (RO)

Please read this form carefully, including the Guidance and notes, section before making a referral.

Part 1: Details of the registrant you are referring

A. Personal information (as known)

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Welsh-speaker (Y / N)
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B. Contact details of the registrant you are referring

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Part 2: Details of the work carried out by the registrant you are referring

C. About their role

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D. Please give details of any previous alleged misconduct, incompetence, disciplinary action or complaints (including any previous referrals to police, DBS or any other regulatory body).

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Part 3: Details of the allegations of unacceptable professional conduct (UPC), serious professional incompetence (SPI), conviction of a relevant offence (RO)

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Part 4: Chronology of events (including details of all local procedures followed)

F. Please set out the events relating to this referral in the order in which they happened

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Part 5: Documentation supplied

Please note that the list below is not intended to be a definitive list of information and evidence to be forwarded with the referral. It is a guide to the most common documents used in local level disciplinary procedures that would be useful for EWC’s investigation. See the ‘Guidance and notes’ section for more information on what to include with a referral.

<h3>G. Please use the tick boxes below to show the types of documentation you are supplying with this referral. </h3>
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H. If any relevant documents have not been supplied, please state reasons. For example, if documents are missing or to follow. Please list those documents.

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Part 6: Referring party

I. Referring organisation / establishment

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J. Primary contact

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K. Alternative contact

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L. Names and contacts of key witnesses in this referral

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Is this witness registered with the EWC?
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Additional key witness

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Is this witness registered with the EWC?
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Additional key witness

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Is this witness registered with the EWC?
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Additional key witness

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Is this witness registered with the EWC?
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Part 7: Declaration – to be signed by the person making the referral

  • I confirm that the contents of this form are true to the best of my knowledge and belief.

  • I understand that a copy of this form and any enclosures will be disclosed to the registrant in accordance with EWC’s Disciplinary Procedures and Rules.

  • I confirm that I have obtained any necessary permission from third parties for the documents to be disclosed, including Part IV Strategy Meeting Minutes, police information, audio and video files.

  • I understand that I may be required to attend a hearing of a Fitness to Practise Committee to give evidence, should this referral reach that stage.
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After pressing SUBMIT, you will receive an email explaining how to provide the referral documents / evidence by email to the EWC